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International Policing
A new Evolutionary Stage of Military Organization? Peace-keeping
missions in a sociological perspective
(14 May 1996)
Contents
- Police and armed forces - two polar types of
coercive organizations
- Decentralized Conflicts and Enlarged
Policing Ambitions: the New Era of Global Policing.
- Ambiguities, Dilemmas and Incompatibilities:
The New Problems of Policing Militaries
- Conclusions
- References
-
1. Police and armed forces - two polar types of
coercive organizations
Given the increasing number of UN blue helmet deployments as well as the
growing complexity of their tasks and the rising public expectations
concerning their performances, the question is rised how such
international missions affect the structure of military organization.
Considering the fact that many activities of these troops clearly
transcend classical military tasks, it seems adequate to analzye these
changes not exlcusively in the perspective of military sociology, but from
a more general theoretical point of view.
In the following, it is argued that organizational sociology offers
many concepts, theoretical insights and empirical regularities that may be
fruitfully applied for understanding how peace-keeping and peace-enforcing
acitivities affect the internal structure and environmental relationships
the of deployed troops as well as the situational conditions, motivational
states skills and role behavior of individual soldiers.
As a most fundamental premise, organization theory assumes that all formal
organzations and informal cooperative groupings are profoundly shaped by
the characteristics of their salient environment and the kind of tasks
they have to fulfill.
Among many others, two major determinants have proved to be particularly
consequential:
- "Task complexity": resulting from the degree of
variability , unpredictability and idiosyncracy of emerging problems
as well as from the lack of knowledge about effective problem solving
procedures.
- "Resource tension" : resulting from the scarcity of time,
personnel and various material means of action. (Lawrence 1981).
Up to the present, most research on the causal impact of the environment
on intraorganizational structure has been conducted in the realm of
non-coercive organizations like firms, hospitals, schools or public
adminstration. Nevertheless, it is evident that coercive organizations
have also been conceptualized als "open social systems"
constantly adapting to external conditions.
Seen under the perspective of task complexity , organzations
dealing with the application of violence typically fall into two opposite
categories: police and military organizations.
For police forces, it is most important to react quickly and adequately
to any type of disturbing events occurring at any unpredictable points in
space and time. Adapting to this turbulent conditions, a bottom-up
organization is installed where the lowest ranking members are
burdened with the responsibility of scanning the environment, taking
notice of relevant events, deciding immediately on the spot whether and in
what way intervention shall occur, and whether it is necessary to mobilize
higher levels of the organization.
Given the limitless manifold of salient events on the one hand and this
high discretion on the other, it is evident that the roles of policemen
are notoriously complex and conflictive because three extremely diverging
functional expectations have to be reconciled:
- enforcing law and public order (the "guardian of society
"- role)
- mediating and solving conflicts (the "peacekeeper" - role)
- helping in cases of emergencies (the "public servant" -
role) (Regoli /Poole 1980).
Consequently, the quality of police work is heavily dependent on the
capabilities of lower level policemen: on their moral integrity, sound
judgement and personal authority as well as on various professional skills.
In addition, successful policing relies heavily on cooperative
relationships with many civilian citizens and institutions (e.g. for
getting relevant information). This again implies that police forces are
accepted by the population as representing a legitimate societal order and
political regime.
On the other hand, the major concern of armies is is to focus huge
amounts of resources for decisive violent actions against enemy forces or
other clearly defined targets. This goal definition is giving rise to a top-down
organization , because effectiveness in focussed striking is heavily
dependent on adequate strategic and operational planning, well-coordinated
supply systems and highly elaborated systems of centralized leadership and
hierarchical controls.
Compared to policemen, soldiers occupy a much more specialized and
precisely prestructured roles, and their behavior is far more shaped by
intraorganizational structures and processes than by autonomous
perceptions, judgments and external interactions.
Of course, structuring security forces in such dichotomous ways is most
adequate when only very centralized and very decentralized events of
violence are likely to occur.
And it is is least adequate when attacks spread over the whole continuum
between scattered individual attacks on the one hand and focussed military
attacks on the other, or when most events are of a semi-centralized nature
(e.g. involving brigades of terrorist movements, militias of tribal clans
or military units no longer obeying central commands. )
For instance, many police organizations have also to deal with rather
centralized deviant actors (e.g. Narco-Mafias or terrorist groupings),
while many countries usw military organizations to cope with "semi-centralized"
intranational violence (e.g. by dissident army fractions or rebellious
regions and tribes).
With the exception of totalitarian regimes, modern societies are
characterized by a rather neat separation between police and military
forces: each maintaining very different principles of recruitment,
training and organizational funcioning and operating under completely
different frameworks of legal rules and political supervision.
This correlates with an evolutionary trend toward a steadily increasing
hiatus between
- the peacefulness and comforts of normal civilian life and
the need to keep the highly compex and vulnerable structures of modern
societies protected from violent disruptions.
- the extremely destructive and dehumanizing conditions associated
with modern (particularly nuclear) warfare and combat situations.
2. Decentralized Conflicts and Enlarged
Policing Ambitions: the New Era of Global Policing
The Cold-War period can be considered as a historical epoch where a
higher polarization between "policing" and "soldiering"
prevailed than in almost any other epoch of known history.
At least for Western and for Socialist countries, the following conditions
prevailed:
- On the intra national plane, very decentralized violence
prevailed because organized criminality was relatively weak, terrorism
was quite sporadic and larger insurgencies (by dissident provinces ,
ethnic minorities etc,.) almost inexistent.
- On the inter national level, the major threat to be dealt
with was unquestionably the contingency of (worldwide) nuclear war :
giving rise to an extremely centralized system of mutual deterrence on
the basis of encompassing military alliances, highly specified
structures of strategic and operational planning and extremely complex
logistics and socio-technical organization.
For sure, there were some phenomena evoking feelings of helplessnese
because they were not neatly falling into the functional spheres of
conventional police and military organization.
On the one hand, terrorist activities called for new kinds of
police action characterized by higher levels of planning and cooperation;
on the other hand guerilla warfare (e.g. in Viet Nam, Cambodia or
Afghanistan) proved to be an embarrassing challenge for too highly
centralized and bureaucraticed military organizations (Gabriel,/Savage
1978).
But as both phenomena were ssen to be rather marginal and transitory, they
didn't give rise to major measures of reorganization - and even less to
the emergence of "third kinds" of coercive organizuations
filling the large gap between the two conventional polar types.
In the following, it is argued that recent international
developments have brought a major shift toward new types of security
problems which are too complex and too variable to be be assigned either
to police forces nor to military forces, Instead, search processes for new
organizational forms have to started in order to combine high-level police
and military capacities on the level of political goal-setting and
strategic planning as well as on the level of operational activities.
This change is caused by two very different, causally independent
factors:
- On the level of geopolitical power structures, the end of the
Cold War has substituted the single nuclear threat by a multitude of
smaller and less predictable international security problems
associated with local and regional conflicts all over the World. This
is mainly caused by the fact that in this posthegemonic age, no
authority structures are effective to supress manifold conflicts
between states as well als within nations.
Europe is particularly affected by this change, because the central
nuclear threat by the Soviet Union has been replaced by many smaller
risks stemming from conflicts in its many "potential mini-Weimar
Republics" at its Eastern and Southern Border. (Freedman, 1991:12;
Asmus/Kugler/Larrabee 1993).
On a global scale, tt is now understood that the main problem of
world peace-keeping is no longer the prevention of wars, but the
confinement (or at best: the solution) of many local and regional
conflicts going on at the same time (see Somalia, Haiti, Bosnia,
Liberia, Angola, Rwanda etc.).
This may imply that actual conflicts are allowed to develop and to be
acted out , because to prevent them is not possible and to end them
would imply too high costs (in terms of infringements in intranational
affairs, loss if life etc.) .
Instead, the conflicts are "administrated" in order to prevent
them from escalating and/or to shorten them by discouraging the use
force and facilitating processes of mediation.
- On the cultural and normative level , the last decades have
been characterized by major redefinitions in the basic values and
goals of international policy and law. There is a growing tendency to
define "peace" not only as the absence international warfare,
but as a more ambitious conditions of "civil order"
including the absence of intranational warfare and famine, the respect
for minorities and the observation of basic human rights. (Däniker
1992: passim).
In fact, most actual missions (in Somalia, Bosnia, Angola etc.) are
partially or even predominantly motivated by humanitarian reasons, and
modern international law has changed to lend more legitimacy to acts of
foreign intervention in cases where the fundamental rights of (individual
citizens or subnational collectivites (like ethnic or religious groups)
are drastically violated (Greenwood 1993:40; Berdal 1993: 3).
At least since the end of World War II, the preservation of
"national sovereignity" has lost its place as the single
dominant goal to which all other considerations have to be subordinated.
Instead, a more complex, multidimensional conception of internationbal
law (more in accordance with the German notion of
"Völkerrecht") seems to be emerging where equal weight is
assigned to the rights of subnational collectivities and human
individuals. (Dimitrijevic 1992). These changes may at least partially
be explained by a shift toward "postmaterialist" values in
highly develpoed western countries (Gobbicchi 1994).
Thus, it would be short-sighted to attribute the recent increase in UN
peace-enforcing and peace-keeping missions solely to the geopolitical
changes precipitating since 1989.
Since several decades, the rising salience of human rights
considerations has steadily paved the way for the humanitarian
interventions we see at the present. Of course, the end of the Cold War
is causal insofar as some major obstacles inhibiting such interventions
(particularly the fear that they may engender escalating conflicts
between the two superpowers) have been removed.
On the one hand, the emerging system of peace-enforcing and
peace-keeping institutions may be conceptualized as a "global
police service" because its main task is to deal reactively
with a multitude of smaller, highly unpredictable disturbances and to
maintain or re-establish an integral civil order.
On the other hand, it is equally justified to call it a "global
military organization" because the troops must be prepared to apply
potent means for defending themselves and/or their clientele, for
imposing sanctions or mediated arrangements and for deterring
conflicting parties from using force.
As a consequence, international missions are "ianus-faced"
activities in the sense they can only be successful when highly focussed
coercive potentials (needed for generating encompassing states of order)
and highly decentralized and flexible applications of violence
(essential for the deterrence or diversion of unpredictable small
disturbances) are effectively combined.
While the ongoing missions may represent the rather modest and awkward
first steps in exploring new ways of dealing with such new problems, is
to be expected that "global policing" will become a regular
and widerspread activity in the future, so that a framework of
institutionalized values, norms, programs, procedures and organizational
arrangements will develop for making it more effective and channelling
it into regular forms.
In the following, it is argued that the way toward stable
organizational forms may be rather stony because the blending of
military and police functions engenders a multitude of ambiguities and
dilemmas for which there are no ready-made solutions.
3. Ambiguities, Dilemmas and
Incompatibilities: The New Problems of Policing Militaries
3.1 Unspecified intervention criteria,
strategic goals and functional expectations
Conventional coercive organizations are typically working within a highly
structured framework of explicit normative goals and rules which
facilitate the establishment of stable and highly elaborated
organizational structures:
- In the case of police forces , it is clear ex ante
which kind of "disturbing events" necessitate intervention,
and what is precisely implied by the duty to "restore civil
order".
- Military forces have the unequivocal task of serving the
vital interests of their nation by deterring or diverting foregn
attacks, and it is quite consensual to everybody whether they are
successful or not.
This specificity of military goal-setting was particularly during the Cold
War, where there was absolute agreement that a single dominant security
problem had to be coped with: the nuclear threat by the Warsaw pact
nations..
Given the potential of nuclear weapons to exterminate mankind physically,
it could be argued that war prevention was the essential sine qua non for
all other goal setting on the level of national politics as well as on the
level of human individuals and any social groups.
By contast, all international peace-keeping and peace-enforcing
missions are plagued by th lack of clearly stated criteria concerning the
rationale , courses and aims of their missions.
First of all, the number of salient conflicts has increased so
much that very many policing missions seem "justified" or even
"necessary", while only a few are "possible" (for any
political, organizational , logistic or financial reasons,.
It is evident, that the preservation of world peace as well as regional
peace is still a consensual goal, but it is less and less clear what kind
of interventions are necessary or at least helpful to achieve it, so that
"national interest" (or in German: "Staatsraison") is
no longer a clear-cut criterion for deciding what shall be done or
omitted.
This is problem is particularly salient for the United States whose major
role in preserving world peace is clearly underdefined, because it cannot
be made evident to everybody that starvation in Somalia or ethnical
struggles on the Balkan are conditions that endanger the security of the
nation.
Secondly , the policing goals to "enforce human
rights" , to "provide humanitarian help", to "protect
discriminated minorities" or to "restore political order"
are so diffuse and encompassing that they generate inflationary
expectations concerning the number and duration of "necessary"
interventions as well as the range of goals missions should achieve.
Thus, neither political nor moral criteria are sufficiently selective to
determine ex ante the where, when and how of international
intervention, so that such specifications have to be produced ad hoc
by cumbersome and rather unpredictable processes of consens-buidding and
deliberation:
- More elaborated mechanisms and procedures of internal communication,
coordination and negotiation will be necessary in order to generate
consensual cognitive defintions (e.g. about the salience and urgency
of different threats or conflicts),as well as consensual opinions
about when and how to respond.For instance, the decision of the NATO
to support international peace-keeping 'on a case-by-case basis'
(instead of formulating standing rules) implies that in every single
case, a fundamental deliberation process has to be enacted for
deciding if and to what extent the alliance will participate in a
mission.
- Compared with former periods where foreign policy and military
policy was structured by rather exclusive elite in the perspective of
"national interests", actual security policies tend to be
specified by a multitude of different actors and a broad range of
competing values and ethical considerations.In particular, the mass
media are very active and influential in informing public opinion
about the existence, nature and salience of different conflicts and in
constructing opinions about what should be done or omitted.
Thus , the public emotions stirred up by the mortar attack against the
central market in -Sarajevo (occurring at the 5. of February 1994) were
so pervading that they provided a sufficient reason for the UN and NATO
to prepare for air-strikes against the ">The larger the number
of different conflicts coexisting at the same time, the more it depends
on the focus of the media which of them are given attention and which
sink into oblivion1.
It may be hypothesized that media influence promotes the
"moralization" of foreign policy because attention is focussed
mainly on crises going along with manifest suffering on the individual
levels, while blending out many other international conflict
developments that may result to be more detrimental in the longer run
(e.g. by promoting a longer and more extensive war).
Democratic western nations have no choice than to give public opinion
its due weight :even to the degree of not being able to subordinate
foreign politics and defense policy to "classical" goals of
preserving national security and power in the long run.
As a consequence, military organizations have to face a second
"unpredictable environment" within their own country:
generated by a political regime unable to act consistently and
predictably because of its constant responsiveness to public opinion and
various moralistic concerns.
Future military missions are very likely to be motivated exclusively
by humanitarian considerations, because its is far more likely to
mobilize world public opinion for providing help to suffering people
(particularly children) than for achieving any of long-range
geopolitical goals (because on this level, extremely divergent or even
opposing positions have to be reconciled)2.Consequently,
only troops with highly cooperative relationships between officers and
soldiers should be chosen for policing missions. (O'Reilly 1978).
- When a military mission is started, it is highly probable that such
value conflicts are intrinsic to its task definition, so that
commanders as well as individuals soldiers find themselves in the
uneasy position of not being able to live up to all major expecations
at the same time (e.g. preserving overall security of a region without
causing heavy casualties).
Given the multitude of tasks and goals, it is difficult to determine
in advance what kinds of recruitment, training, military organizations
and technical equipments are optimally functional for a conducting a
specific mission.
Thus, the institutionalization of a "standing global intervention
force" is severely hampered by the basic premise that it cannot be
known when what types of tensions and conflicts are arising at which
places on earth, in what ways they will evolve and what kinds of
military action will be adequate in the light of given political,
cultural and socio-economic condtions.
Therefore, pre-prorgammed strategic planning has to be restricted to
rather general purposes (e.g. instituting decision procedures, access to
logistic capacities etc.)
All decisions on more specific levels have to wait until the actual
crisis is actualized and has been properly recognized and evaluated.
Actually, UN-missions are oustanding by their almost complete lack of
strategic planning and programming (Berdal 1993: 9) This is not only
conditioned by a conspicous lack of organizational resources, but also
by the fact that deployment decisions are based on very fluid and
unpredictable processes of political deliberation, because in
"posthegemonic age", all countries are free to take sides.
As a consequence, UN missions have to be initiated in a very short time,
so that the way they are specified is very much dependent on current
opinions and on the positions of the countries ready to participate.
As a consequence, each strategic mission necessitates a process of
fundamental military organization: tailoring a specific combination of
forces and a specific course of action according to the given
cirumstances.all Therefore, all military units have to be disposed to be
mobilized for very different kinds of action and to be asked to
cooperate with any other units (of various national origin). (von
Ondarza 1993).
As precise strategic goals and operational programs are conspicously
lacking, specification has to made largely by using the hierarchy for
emitting and implementing orders : so that the discretion of military
leaders is very much increased.
In fact, operative units "at the front" may result to be most
influential because their "first-hand knowledge about local
conditions is unmached by anybody else, so that they acquire a monopoly
in "defining the situation" and in prescribing the required
course of action.Finally, the lack of common problem definitions and
consensual goals makes difficult to get an objective,encompassing and
consensual assessment whether a specific mission has been
"successful" or not.
Typically, blue helmet troops are only rather small causal agent in a
set of different developmental factors involving the local governments
and military forces, regional alliances etc3.
Consequently, actions of UN troops may be plagued by the basic fact that
means-end relationships are very uncertain: so that no learning
processes can be started in order to optimize the effectiveness and
efficiency of policing missions.
3.2 Policing soldiers: ambiguous role models
and uneasy relationships to civilian society
By cumulating classical combat functions with various policing tasks,
international missions give rise to a new type of solider who is at the
same time more "militaristic" and more "civilian" than
his counterpart during the Cold War.
The cold war era provided optimal conditions for making the the
outbreak of open military hostilities a very remote contingency. (Kuhlmann
1994). The doctrine of nuclear response (particularly under the heading of
"massive retaliation") implied that not more than a small
percentage of military personnel had to be committed to operative combat
activities, while all the others could be allocated to various (technical
or administrative) occupations not strictly specific to military
organizations. (Janowitz 1971:20; van Doorn 1979:9; Freedman 1991).
On the level of role qualifications, , this implied that on the
one hand, the military could make extensive use of people transferring
occupational capabilities over from the civilian sphere, and on the other
hand, military training was to a large extent functional for subsequent
civilian careers. (a motivating factors for many soldiers, particularly
from lower classes and minority origins) (Biderman/Sharp 1967; Janowitz
1971; Browning, Lopreato/Poston 1973).
On the level of norms and values , there was ample room for
redefining the status and role of soldiers in higher accordance with the
status of civilian citizens: emphasizing their obligations to defend
fundamental human dignitiy and their rights to refuse obedience in case of
immoral orders. ("Bürger in Uniform") (vgl. Kuhlmann 1994).
It is quite evident that this high interconnection has contributed much
more to "civilizing" the military than to a countervailing
militarization of civil society (Biderman/Sharp 1967); thus maximizing the
functional synergies and minimizing the potential tensions and conflicts
between civilian and military sectors.
Recent UN-Missions have demonstrated that under these conditions,
involvement in combat is likely and risks of casualties soldiers have to
face an environment where scattered and unpredictable outbursts of
violence are the rule (Berdal 1993:10)4.
Infantry troops with light equipment and low logistic needs are best able
to deal with such contingencies, because they can operate even under
various unpredictable and quite unsatisfactory conditions ( e.g. in very
poor and devastated third world regions, where supply of fuels or heavy
ammunitation cannot be secured, supply by air is impossible etc).
This emphasis on infantry deployment implies that almost every country
of the world is potentially capable of making a contribution. In fact,
many smaller countries are particularly disposed for policing activities
because their armies mainly consists of infantry forces5.
On the other hand, the new need for combatting soldiers setting their
physical life at risk collides with the growing weight given to
humanitarian considerations, paerticularly in highly developed,
"postmaterialist" societies." (Rühle, 1993; Gobbicchi
1994).
Especially under democratic conditions, governments find it increasingly
harder to expose their citizens to such risks in "out-of
area"-conflicts not clearly related to national interests.
Paradoxically then, the growing concern given to moral considerations and
"human rights" engenders two contradictory consequences.
On the one hand., it legitimizes or even demands active intervention into
domestic affairs of certain countries; on the other hand, it makes such
interventions less tolerable because governments are less able to win
domestic support for risking its citizen's life in military activities far
away from home. (Berdal 1993: 31, Rühle 1992).
The high priority given to the prevention of casulaties may easily act
as a catalyst for the escalation of war. For example,when blue helmets are
getting in a very dangerous situation, they may be successful in getting
protection by NATO air-strikes (which may again evoke more aggression by
the attacked parties).
On the other hand, the deployment of UN infantry troops may work as a
constraint on war escalation because it is envisaged that in the case of
larger attacks, they may be seized as hostages or suffer various kinds of
retaliatory measures.
On a more general level, fundamental ethical dilemmas are inherent in
the notion that the achievement of humanitarian goals justifies not only
policing measures, but also the application of potent military force.
The growing global consensus on this issue - contrasting with the bluntly
pacifist tendencies of the late Cold War period - does not solve the
problem that on every single occasion, explicit thoughts have to be given
to the question whether the "proftis" are worth the costs
(including in the calculation the more indirect "collateral
damages" always associated with any violent activities)6.
In simplified Weberian terms, it might be said that the international
policing perspective implies "Wertrationalität" : in the sense
that n contrast to converntional warfare between nations, the use of force
is no longer harnessed to rather precise utilitarian interests , but to
the furtherance of diffuse (humanitarian) values .
The problem with values is that they are a rather shaky basis for
justifying concrete policing commitments, because they are too general (as
well as too conflictive among each other) to imply definite courses of
action.
For example, humanitarian considerations may equally justify dozens of
innumarable long-term and extensive interventions all over the world, so
that evidently, non-axiological cvriteria have to be added in order to
decide where something should be done and where not.
Thus, there may emerge an urgent need to define new normative
constraints in the application of violence in order to prevent processes
of uncontrolled self-escalation which may finish to cause much more damage
than good.
3.3 The growing significance and broadening
range of non-combat goals
In the new international missions , the traditional goal of deterring
foreign attacks (or if this fails: conducting wars) is replaced by the
much broader conception of "crisis management" (von Ondarza
1993): a quite imprecise notion that may easily encourage inflationary
expectations, never-ending deployments and "integralistic"
endeavours to bring "failed nations" fully in line with Western
conceptions of government, law and moral order (Elliott 1994).
Given such unspecific goal perspectives, it is also clear that military
missions can no longer be confined to combat actions (even in the largest
sense of this term), but many other more "civilian" functions
have to be included.(like providing security for civilians, organizing or
supervising the distribution of food, mediating between tribal
"warlords", providing provisional forms of political and
judicial authority when endogenous political structures are in decay,
securingelementary services of medical treatment etc. )
Particularly, the new notion of "post-conflict peace-building"
(Boutros Ghali) implies an encompassing role for military forces after all
fighting activities have ceased: to maintain a framework of public
security for political structure to evolve, for economic institutions to
develop and for daily life to normalize.
As a consequence, military missions as a whole become more complex and
variable kinds of actions. Typically, the type and mixture of problems and
tasks to be coped with cannot be forseen, because - as was seen in Somalia
- pure humanitarian missions may easily transform into combat situations
(Berdal 1993:76; Sertorio 1994:5).
Therefore, it is not possible to allocate these different functions to
different organizational subunits or individuals (e.g. by segregating
"public service" units from classical combat troops).
Thus, the new "miles protector" (portrayed by Gustav Däniker)
is necessarily a polyvalent soldier : ideally combing classical combat
qualities with capacities for providing protection, humanitarian help,
medical treatment and with empathy for humans of different cultures7.
The spectrum of "necessary" (or at least "useful")
qualifications is so large that is is likely to be unmatched by any
civilian occupation,. Consequently, there is no clearly delimitated
"field of competence" or "professional knowledge" on
which specific training programs and occupational role definitions could
be based.
Like social workers, modern soldiers will rather follow the model of
"semi-professionals" (Toren 1969) : combining various kinds of
acquired capacities with qualfications that cannot be acquired at all
because they are intrinsic to individual character (like: personal sense
of justice, empathy for foreign cultures, talents of persuasion etc.).
Thus, the paradox is created that despite the growing significance of
civilian tasks, policing soldiers will find that participation in
international missions is not very instrumental for specific civilian
careers, because they are not given the opportunity to acquire specific
occupational qualifications. On the other hand, blue helmet missions have
their own charm and attractiveness because they offer younger people
opportunities for rich personal experiences and for displaying many kinds
of capabilities and character traits which have no place in normal
civilian life (Allemann 1993).
The low degree of role specialization makes it very difficult to assess
personal capabilities and to predict individual behavior.
Even in conventional military organization, optimal recruitment and role
allocation are difficult task because neither diagnostic tests nor other
evaluative procedures proved to be very adequate predictors of combat
proneness or leadership ability. (Nelson 1971). All these problems are
intensified in policing armies, because the range of needed qualifications
and character traits is so broad that and a multitude of competing
selection criteria will persist and no standardizable procedures for
optimizing rercruitment , role allocation and promotion will ever be in
sight
Nevertheless, a strong professional identity of the "policing
soldiers" may emerge on the basis of a highly elaborated system of
ethical values and rules.
The "miles protector" is a specialist in
"Verantwortungsethik" : applying all means (explicitly included
the "ultissima ratio" of killing people) in his effort to
maintain or restore peace, law, order and welfare in the perspectives of
individual human rights and minority self-determination.
The need for a professional "service ethic" is also evident
from a motivational point of view.
In conventional national armies, soldiers tend to be strongly motivated by
feelings of patriotism, by a wide-spread commitment to defend the borders
of their native country and the autonomy of their ethnic group. Thus,
individual motivations are largely coincident with the strategic goals
In the case of international out-of area policing missions, this
coinicidence will usually not exist. (Kuhlmann 1994). In fact, very
determinate and fixed motivations would even undermine the possibility to
redefine the goaals of missions or to deploy the same soldiers in missions
with verry different aims.
Therefore, the morale of soldiers has to be based on factors not much
related to the level of fundamental mission purposes and strategic goals.
Pure "extrinsic" incentives (like pay and career mobility) may
be indispensable, but unlikely to motivate sufficiently for such complex
and polyvalent tasks.
Success is more probable when soldiers maintain an intrinsic role-related
(=professional )motivation: e.g. when their major aspiration is to
"do their things right" and to participate in the realization of
certain values and normative standards they have acquired in previous
training and education (Gobbicchi 1994).
Seen in this perspective, it is evident that global policing missions
will function as laboratories where such an encompassing "global
ethic" is worked out and tested.
While the traditional UN was conceived for defining an implementing
"macro-ethicical" norms governing the relationships between
nations, the new UN will have to add to this a much richer pool of
"microethical" values and behavioral standards designed to
produce orderly and humane relationships between individuals and
(infranational) collective groups.
3.4 The challenges of "centralized
decentralization"
Like police forces, UN missions operate in a very decentralized fashion by
adapting constantly to local circumstances and reacting to localized
events.
But on the other hand, they are integrated in the most centralized
institutional framework available on the globe: by being mandated and
supervised by the Security Council and the Secretary General of the UN
(acting as a kind of "protogovernmental executive").
Evidently, this embeddment is extremely functional peace-keeping and
peace-enforcing missions for two reaons:
- The missions can be based on the most far-reaching consensus
international achievable in the contemporary World community, so that
their legitimacy is very high.
- The widely spread international participation (on the level of
stragic decision, military command and specific operations) offers the
best premises for neutrality and impartiality , because multinational
troops are better able than regional forces to maintain equidistance
to all conflicting parties.
Of course , both of these factors are particularly salient in the case of
peace-enforcing missions where the problem arises to justify the
application of focussed military power.
But it is equally evident that they engender fundamental problems of
vertical integration, because the poorly staffed UN headquarters are not
all all equipped for effective mission guidance and leadership,
particularly when
- a multitude of different missions are proceeding simultaneously in
very diffferent regions
- the idiosyncracies and rapid changes in local conditions make it
difficult for the command centers to keep themselves informed and to
update constantly their decisions.
Organization research has shown that organizations are in neeed of a
highly elaborated hierarchy (= a low span of control) when subordinates
are occupied with highly complex and variable tasks. (Meyer 1968; Brewer
1971).
In typical policing missions, operational activities are highly complex,
variable and unpredictable, so that intensive supervision effort are
needed in order to keep them under centralized control. Officers have to
be very busy to inform themselves about specific ongoing actions for
knowing whteher they are in conformity with rules and goals and for
deciding where and when to intervene.
Consequently, superiors tend to be heavily burdened with vertical
interactions (receiving information and exerting leadership), so that they
have less time for being involved in horizontal staff interactions (for
deliberating, planning etc.).
As the need for supervision rises, a larger percentage of high ranking
personnel has to be allocated to line positions. Thus, the
disproportionate growth of higher staff positions (observed by Kurt Lang
during the Cold War era (Lang 1968:180) may be stopped or even reversed.
The more imprecise the defintion of the mission and the more variable
and mutlifaceted the encountered problems and tasks, the more need for
permanent vertical communication in order to redefine constantly the
mission in accord with higher-order goals. (Berdal 1993: 43).
In the case of UN commitment, the vertical upward links between the local
operational units and the headquarters in New York are known to be very
weak (Berdal 1993: 31ff.) Consequently, there has evolved a growing
dissociation between ongoing operational activities on the one hand and
the production of free-wheeling security council resolutions (thought to
be "self-executing") on the other. (James 1993).
Given the insufficiency of formal channels, effective coordination
depends heavily on informal social networks and personalized ad hoc
contacts among the responsible role incumbents. (Berdal 1993: 56,59).
A most problematic consequence of policing missions stems from the fact
that regardless of the real causes an responsibilities, mission failures
are readily attributed to the UN headquarters, thus undermining the
reputation and credibility of the World organization as a whole.
As the negative course of events in Somalia and Bosnia has shown, peace
enforcement activities are particularly risky endeavors for a World
organization which has to base legitimacy and authority on the reputation
of being a strictly neutral arbiter universally disposable for any kind of
intermediation.
The problems are stemming from the two facts that
- any involvements in active battles are exposed to extremely
different interpretations by the fighting parties;
- such involvements cannot be precisely pre-planned and strictly kept
within intended limits, because they are exposed to uncontrollable
processes of mutual reactions and escalation.
Thus, even successful peace enforcement actions can be extremely harmful
- to the role of the UN vis-avis the specific conflict: because
whenever peace is enforced, the UN is not likely to be accepted as an
impartial mediation agent by all the conflicting parties
- to the authority and legitimcacy of the UN in general: because it
gets the repution of "imposing" peace settlements (according
to the preferences of the member states in the security council).
Therefore a peace enforcing UN is likely to generate a new demand for
"really neutral" third parties not involved in any way in the
ongoing conflict. The problem may be that this reputation of "strict
neutrality" is only enjoyed by smaller nations or regional
organizations which lack the necessary authority to exercise pressure and
leadership in the processes of negotiations.
Given this basic condition that there is so much to lose and relatively
little to win, , it seems extremely unwise of the UN to undertake policing
missions under its own guidance.
A a more promising way may b be to create missions as "joint
ventures" created ad hoc by intergovernmental cooperation, so that
the UN could constrain its function to provide them with legitimacy and
various kinds of "support".
Thus, it is rather improbable the UN will continue to deploy
international missions without finding ways to divert responsibilities to
lower decision making bodies.
Undeniably, this is highly imperative because the World has no ready
substitute for a discredited UN which has lost its credibility and good
reputation.
3.5 The growing tension between centrifugal
informality and integrative formal structures.
The historical evolution of military organization is dominated by two
contradictory developments:
- A trend toward increasing bureaucratization (=centralization,
formalization and standardization) that was particularly prominent
between the 16th and the 19th century.
- A development in the direction of increasing decentralization and
informality that has gained momentum during the two World Wars.and
subsequent guerilla warfare. (van Doorn 1976: 13).
Particularly since the second World war, it has become common wisdom that
operational combat activity (particularly in infantry troops) is
increasingly dominated by informal behavior, because modern weaponry has
the effect of confronting each soldiers with unpredictable and rapidly
changing threats. (George 1971, Little 1964).
This development is in accordance with one of the most general
hypothesis of organization theory: the more variable and heterogeneous the
tasks an organization has to cope with, the less ongoing processes can be
guided by standardized formal rules or continous hierarchical supervision.
Instead, lower level individuals have to rely either on their internalized
subjective judgments or on informal orientations on the level of small
informal groups.(Hage/Aiken 1969; Reimann 1974; Ziegler 1968:30).
As cold-war armies had specialized in preventing combat (instead
of conducting it), informal structures could easily be suppressed by the
formal structures dominating during "normal periods of peace".
In the new era of policing missions, operational activity resumes its
traditional status as the "normal state of affairs" , and in
comparison with strict combat activities, there is far more room for
informality because many new kinds of problems (e.g. humanitarian help,
mediation of local conflicts) have to be solved for which no formal
procedures have ever been worked out.
When conventional soliders in combat are rather autonomous to decide when
and where to use their gun or other weapons, modern policing soldiers are
typically confronted with the much more fundamental problem to decide
between the use of force and many other possible courses of action.
As in any other organization with highly fluid and unpredictable tasks,
almost all participants in policing forces occupy "boundary
roles" in the sense that they are burdened with the tensions and
conflicts stemming from the discrepancies between intraorganizational
rules and orders on the one hand and the exigencies of environmental
conditions and external interactions. Reimann 1974; Neghandi/Reimann
1973).
As a consequence, there is a dramatic change in the kind of norms an
rules governing the behavior of soldiers.
Compared to traditional combat activities where ethical rules focus on
restraining the use of force, there is much more room for a wide range of prescriptive
norms that encourage or demand a specific kind of active behavior. For
example, soldiers distributing food or providing medical help or
commanders called to mediate between conflictive parties have to care
about obeying rules of impartiality and justice in their treatment of
different categories of people.
Many of these prescriptive norms vary significantly across different
cultures, so that there may be discrepancies in the behavior of different
national contingents , and helpers always are always run the risk of
acting in disaccordance with the values and expectations of the domestic
population.
As the decentralized character of policing missions makes it difficult
for the encompassing formal organization to set and enforce common
standards, the different units are very likely to rely on the ideas and
habits brought from their country of origin.
Actually, these tendencies toward "multiculturalism" are
encouraged
- by various organizational characteristics of mission battalions:
e.g. by the autonomy of the participating nations to apply their own
military lawm within their contingents, , to define their role in
direct bilateral negotiation processes with the UN headquarter and to
withdraw them anytime when they disagree with the course of a mission
(Siegenthaler 1994: 16);
- by the fact that stragegic mission goals are typically imprecisely
defined and variable induring time: a condition which invites the
national contingents to develop their own views about action
priorities and the relative importance of different aims.
For overcoming this centrifugalism, potent mechanisms for implementing
common doctrines and behavioral standards and for neutralizing loyalties
to national governments would be necessary (Berdal 1993: 42; Battistelli
1994).
In particular, mission commanders carry the burden to generate
cohesiveness and cooperation by specifying goals, procedures and
behavioral rules and by implementing these standards by making use of his
personal influence as well as his formal competences of supervision and
control.
As it is quite typical for new organizations directed toward innovative
goals, much guidance has to be produced on the basis of personalized (e.g.
"charismatic") leadership in order to substitute the lack of
established, well-tested rules and procedures.
Thus, UN missions may offer excellent opportunities for quite
idiosyncratic "military entrepreneurs" not fitting into the far
more institutionalized military organizations of their native countries.
This revival of personalized leadership is another correlate of the
growing dissociation between civilian and military life, because it
contrasts with the increasingly depersonalized social controls in private
firms and other organizations.
Beside this need for leadership, a high demand for explicit formal
rules is created because very small units or even individual soldiers
often face the need to take their own decisions "on the spot",
without having time and opportunity for consulting higher command levels
and awaiting their authoritative orders.
As research studies in social psychology have shown, individuals tend to
evoke their most routinized responses when they have to act very quickly,
without having much time for reflections and deliberations (Fentress, 19
).
This regularity implies that the disposition of policing soldiers to
display presdictable and uniform responses in urgent situation is
critically dependent on habitualized routines acquired in prior training.
When no thorough transnational training for blue helmet missions is
installed, they will certainly "fall back" on more conventional
(combat-related) role behavior learned in previous (national) processes of
socialization.
It is evident that at least at the beginning if their deployment, blue
helmet may experience a state of "anomie" because they feel
confronted with quite unfamiliar surroundings and ambigous tasks for which
they have not been explicitly prepared (Mackinley 1989: 8; Gobbicchi
1994).
During this initial phase, they will be quite responsive for new norms and
role expectations directed at integrating them into a new cohesive
organization.
But as long as the national battalions cling to their particularistic
prerogatives, there is no room for such encompassing strategies of formal
integration.
3.6 Ambivalent environmental relationships
While conventional military forces usually act on the premise that
enviromental actors are unfriendly and are offering resistance to be
overcome, policing troops are fundamentally dependent on being accepted
and receiving support by a large variety of civilian institutions and
individuals:
First of all, their capacities to conduct any kinds of investigations
(e.g., in order to seize terrorists or prevent planned attacks) are
severely hampered when civilians are not helpful by providing useful
information.
And secondly, the concept of "peace-making" (and even more
Boutros' Ghali's concept of "post-conflict peace building")
implies complex procedures that necessitate the cooperation of many
civilan agencies (e.g. domestic parties and labour unions, various units
of public administration, private employers, mass media etc.) .
Thus, mission success depends heavily on the establishment of densely knit
communicative and cooperative relationships with contextual actors.
However, such relationships are difficult to achive for three reasons:
- As the troops are at least partially also acting as aggressive (or
at least self-defending) military forces, they are likely to evoke
inimical reactions: thus undermining the most basic preconditions for
later policing work.As the inconsistent behavior of US troops toward
the Somalian Clan Leader Aidid has illustrated, it may be hard to
decide at certain moments whether certain persons have to be defined
as criminals to be pursued and arrested (1) ,as commanders of enemy
forces that have to be defeated in warfare (2), or as legitimated
military and political leaders with whom one sould seek harmony and
cooperation (3).
- Given the fact that mission battalions are composed of very
different national contingents and deployed without thorough prior
training, they are not likely to display empathy to the specific
population and their culture, to adapt effectively to local climatic
conditions, to make maximum use of helpful contacts with internal
leaders etc. Even under optimal conditions, the cultivation of
"good relationships needs much time - thus colliding with the
conventional practive to replace servicing soldiers (and even
officers) every six months (Berdal 1993: 48).
In addition, different national contingents cannot be prevented of
displaying quite diverse kinds of behavior - some of it judged to be
quite unfriendlly or distatesteful in the view of domestic population.
Policing missions would be most effective when deployment could be
restricted to soldiers being highly qualified in combat a well as
non-combat tasks and having been familiarized with the physical, social
and cultural conditions in the respective region.
In addition, it would be helpful if they would be homogenoeus in terms
of their own culture and language, so that problems of leadership and
coordination (needing so much communication because of the idiosyncratic
character of each mission) would be minimized.
Taken all together, a major challenge of "global policing"
is to find procedures for circumventing the inconsistencies and
paralysing effects stemming from simultanous display of
- conflict-escalating and conflict reducing procedures
- dissociating and associating kinds of behavior.The solution may be
to entrust the primary goals of "peace-enforcement" and
the subsequent goals of "post-war peace-bulding to completely
different kinds of troops - the first more "military" and
the second more "police-like" in their organization,
mentalities and styles of action.
3.7 Acceptance or rejectance of the political
Status quo ?
Conventional police forces and peace-keeping troops have in common that
they basically accept the actually reigning political and legal status
quo.
Given their light equipment and decentralized organization, they can only
operate under the protecting umbrella of an established normative order;
and they tend to fortify this order by providing with international
legitimacy and by sanctioning violations.
Thus, the blue helmets on Cyprus act neatly within the framework of the
truce regulations fixed in 1974 between the two conflicting parties, and
their mission will be ended in the moment where either side is deciding to
resume open war(Kocher 1994).
Of course, this subordinate role implies that an actually given state of
power and authority is acknowledged regardless of the way it came into
existence, so that the blue helmets may justifiedly be blamed to solidify
the results of past violence by acting in the service of the party which
has prevailed in the preceding quarrels.
In a very general sense, any commitment to maintain peace logically
implies a cetain disregard for other, competitive values which may be more
important to at least one of the parties : e.g. the restoration of
"justice" by regaining lost territories, revenging hostile
cruelties etc etc.
In some cases, the very goal of sustained peace-keeping may be jeopardized
because
the short-run goal of preventing the outbreak of - even small -
hostilities dominates over the more strategic considerations of
dissoluting underlying tensions which may engender new hostilities in the
future.
On first sight, this analysis seems not to apply to peace-enforcing
missions which typically take place in situations where no normative
agreements have yet been settled.
But also in these cases, policing troops can only function effectively
within the framework of an encompassing authoritative order. As this
protecting umbrella is not provided by the local and regional powers, it
has to be generated by an external miliary power (e.g. by the NATO in the
Bosnian War).
Of course, such dependencies hamper the capacity according to universal
and impartial rules, because it is evident that such protection is
provided selectively for specific world regions, time spans and
situational conditions, and that the protective powers maintain
continously their capacity to determine the course of missions.
Thus, peace enforcement troops may also be blamed of "taking
sides" : by accepting the goals and regulations set by nations or
alliances willing and able to extert international control.
By providing the actions of these national and regional actors with
additional legimacy, UN troops may well contribute to the suppression of
short-term violence. But at the same time, they may spread the seed of new
future conflicts by evoking the impression the the "West" is
engaging anew in colonialist and imperialist endeavors. (Elliott 1994).
The use of militias armies is particularly restricted in very
democratic political environments, because it proves very hard for any
national government to convince public opinion that citizens shall risk
their life in a foreign war" (Rühle 1993).
In particular, the new concept of a "rapid deployment force"
implies professional soldiers with completed training and with a
psychological disposition to participate anytime in any diferent mission.
Particularly within the framework of UN-missions, professionalization
is highly needed because mission-specific training and preparation are so
minimalistic that everything depends on the resources , qualifications
(and leadership capabilities) provided by the national contingents (Berdal
1993: 9).
4. Conclusions
The end of the Cold War has facilitated the emergence of numerous
conflicts that cannot easily be handled by existing organizations mandated
to exercise physical force, because in a long-term evolutionary process,
these organizations have specialized to deal with small events of criminal
violence on the one hand (police) and with the diversion of very massive
(nuclear) aggression on ther other (armies).
As a consequence, international policing missions are plagued by a
number of ambiguities, dilemmas and conflicts stemming from the basic fact
that contradictory functional expectations, environmental relationships
and principles of organizations have to be reconciled.
The concept of "global policing" must not blurr the basic
fact that peace-enforcement tasks will always differ fundamentally from
any civilian police action , because they typically don't take place in a
legitimated and pacified societal and political order.
Among many oher things, this implies, that
- action is not triggered as an automated response to observed events
, but necessitate highly centralized political decisions (e.g. by the
NATO or the UN security council)
- policing work (e.g. the gathering of information) is typically
hampered by lack of acceptance and cooperative support by domestic
populations and civilian institutions;
- beside dealing with micro-level problems, mission goals include
quite far-reaching societal functions (institution-building,
restoration of political and legal order etc.) completely outside the
reach of police organizations.
Therefore, effective peace-enforcement will not call for an organizational
structure somewhat midway between conventional armies and civilian police
forces, but for a new kind of organization that cumulates
high-standing police capabilities with full-blown conventional military
characteristics and that adds some third functional capacities not present
in the other two.
The inadequacy of existing organizational structures may either discourage
future policing missions because the associated risks of frustration and
failure are hard to tolerate for a reputable World organizatiomn like the
UN. Or the may work as an engine for organizational evolution: by encouraging
the search for new structural forms and procedures better compatible with
their hybrid tasks.
Thus, contemporary UN missions may have a signficance rather unrelated
to the achievement of their manifest goals: as the first "test
runs" for exploring empirically new ways of dealing with complex
security problems on a global and intercultural basis.
As the best procedures cannot be known a priori, they have to be found out
by "trial and error".
Consequently, i it would be very fruitful to install various mechanisms of
collective learning: e.g. by inviting participating officers and soliders
to explicate their experiences and conclusions , or by conducting
systematic comparative research studies in order to assess causes and
conditions of success and failure.
From the perspective of organzation theory, it is evident that successful
system learning presupposes that
- personnel is stable rather than rotating: so that individuals are
able to accumulate experiences in oder to improve their own behavior.
- informative bottom-up communication rather than commanding top-down
communciation predominates, so that superiors get sufficient knowledge
about successes and failure on the operational levels.
- future mission planning as well as organizational reforms should
rely heavily on the expertise of operationally experienced officers
and soldiers.
Of course, this all means that tactics will pave the way for strategy and
informal practices will determine formal rules and structures a reversion
of traditional deductive thinking that was far more compatible with
elitist leadership and centralized political domination8.
According to Hondrich, War has not ceased to be an indispensable
"teacher of mankind" because it catatalyzes processes of
collective learning which are much more profound than any preceedings of
"rational discourse" or "peaceful negotiation"
(Hondrich 1992).
If this is accepted , we may add that international policing missions are
very useful indeed because all nationscan instrumentalize them for such
learning processes without engaging themselves in destructive conflicts or
even setting their own existence at risk.
On a political and strategic level, the new tendency to justify foreign
intervention and the application of force in the name of various
high-standing values (human rights, minority rights, human welfare,
ecological protection etc.) has very disturbing implications.
Compared to "classical" international law which allowed war only
in cases of foreign aggressions, such multidimensional value systems are
dangerous because they provide limitless opportunities for legitimizing
almost any kind of violent action9.
Are we no longer aware of the fundamental merits of classical
international law which has painfully evolved out of centuries of
fruitless war in order to limit intergovernmental aggression?
Don't we recognize that the traditional principle of respecting national
sovereignity was particularly apt to preserve the security of smaller and
weaker countries , which nowadays are becoming the preferred targets of
international policing missions.?
On the one hand, the the notion of "global policing" implies
the attractive perspective of providing the whole planet with a kind of
"civil order" that has been realized up to now only within some
(predominantly western and highly developed) nations. On the other hand,
it risks to be self-defeating because the rules and goals of interventions
are so fuzzy and the conditions for monopolistic instititutional
enforcement are still so far away.
As a consequence, UN missions may notoriously fail to reach their
intended aims because they are too much inspired by whimsical moods of
world public opinion and the fluid contingencies of intergovernmental
accordations, and because the organizational forms badly needed for their
fulfillment are not (yet) in existence.
The conclusion may well be that at least in thew forseeable future, the
UN should avoid any responsibilities for operational actions, so that its
most precious status as a neutral (=uninvolved) international arbiter is
not impaired.
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Footnotes
- Thus , the public emotions stirred up by the
mortar attack against the central market in -Sarajevo (occurring at
the 5. of February 1994) were so pervading that they provided a
sufficient reason for the UN and NATO to prepare for air-strikes
against the Serbs, despite the fact that it didn't cause any change in
the basic strategic situation and equally heavy (but much less
visible) murdering went on in smaller Bosnian cities
- see for instance for public opinion in Italy:
Battistelli 1994).
- This is particularly true for peace-keeping ,
because the mere absence of open violence may be attributed to very
different causes. For instance: have the UN troops in Cyprus really
been the decisive factor for the long-term peace along the critical
borders?
- Most extreme dangers are emerging particularly
when very heavy arm equipments all into the hands of infranational
actors like ethnic groups, competing clans etc. (e.g. in Georgia,
Azerbaijan and potential other territories of the former Soviet Union
(Berdal 1993: 10).
- for the case of Switzerland, see: Roost 1976)
- For instance, it cannot be ruled out that
policing soldiers will "infiltrate" national armies with the
- rather rude and "militaristic" - views, value orientations
and behavioral habits they have acquired in international combat
missions;
- In the long run, it he outcome may be that armies
internalize e more and more the functions, of the Red cross and other
non-combattant" organizations, because these civil institutions
are not able to provide the "umbrella of security" needed
for the undisturbed exercise of humanitarian actions (e.g. by
diverting violence against convoys or preventing discriminative
practices in the distribution of food).
- It has to be noted that highly formalized and
coercive hierarchical relationships (as they are cultivated in
traditional armed forces) are a heavy obstacle to the free flow of
upward communication , because suboordinates have to fear sanctions
when they transmit critique and negative information. (Julian 1966).
Consequently, only troops with highly cooperative relationships
between officers and soldiers should be chosen for policing missions.
(O'Reilly 1978).
Also in domestic policy, this changes has
far-reaching consequences, because national regimes may feel more
legitimated to make war against autonomist minorities by stating that
these groupings follow practices that violate "fundamental human
rights."
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